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Assistant / Officer, Compliance Department
Fulbright Securities Limited
Posted 1 day ago
Kowloon Bay
0 year(s) work experience
Job Highlight
Job Description
Responsibilities:
- Responsible for handling with compliance control programs
- Liaise with regulators and assist in handling enquiries, complaints and licensing works
- Work with the surveillance teams to calibrate and implement the due diligence procedures, processes and policies
- Assist in developing and implementing remedial action plans in response to internal and external audit findings
Requirements:
- Bachelor's Degree in Legal, Finance, Accounting or related disciplined with 1-2 years' relevant experience gained in Brokerage firm, banking and finance industry
- Familiar with SFO and HKEX rules
- Have strong sense of responsibility, detail-minded and able to work independently
- Good communication skills for collaborative work with inter-departmental and external parties
- Good command of written and spoken English and Chinese
- Proficiency in MS Office application
Salary and fringe benefits for the post will be highly competitive, commensurate with qualifications and experience. Interested candidates please send your resume, last and expected salary to the Human Resources and Administration by clicking "Apply Now".
Data collected will be used for recruitment purpose only. For more details, please visit us at www.ffg.com.hk [link removed].
| Job Function | |
| Work Location | Kowloon Bay |
About company
Fulbright Securities Limited
