Compliance and Internal Control Senior Manager / Manager

Job Responsibilities:

• Assist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms；
• Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary；
• Cater and handle compliance and internal control requests from headquarters；
• Handle and co-ordinate completion of annual SFC BRMQ；
• Arrange compliance trainings and keep track of training records
• Handle other general compliance or internal control matters or assist projects as assigned from time to time.

Requirements:

• University graduate, preferably with finance, accounting or law degree
• Around 2 years relevant experience in financial institution, preferably asset management company
• Good interpersonal communication skills
• Good team player while being able to work independently
• Efficient working manner and details-oriented
• Proficient in Mandarin, English and Cantonese